Tuesday, January 12, 2021
2:00 – 3:00 pm (Eastern Time)
1:00 – 2:00 pm (Central Time)
12:00 – 1:00 pm (Mountain Time)
11:00 – 12:00 pm (Pacific Time)
FinCEN issued additional guidance regarding the responsibility of financial institutions relating to customer due diligence (CDD).
- What do these changes mean for BSA programs?
- How do you incorporate changes to your customer’s risk profile and ensure that ongoing monitoring will comply with regulatory guidance and expectations?
This BSA Bank Secrecy webinar will take attendees through these changes and provide practical tips for incorporating effective CDD controls into your account opening procedures when risk rating your customers, performing ongoing monitoring, and performing high-risk reviews.
Areas Covered Include:
- New CDD Guidance
- CDD Best Business practices based on CDD Guidance
- Effectively risk rating at account opening
- Ongoing CDD monitoring
Who Should Attend?
- BSA/AML Officers and Support Staff
- Compliance Managers
- Internal Auditors
- Branch management
- Customer Service Representatives
- Client facing teams
- Electronic Banking
- Risk Management
- Deposit Operations
- Executive Management
Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.
1.0 CPE Credits & 1.2 AAP Credits