Monday, May 11, 2020
2:00 – 3:00 pm (Eastern Time)
1:00 – 2:00 pm (Central Time)
12:00 – 1:00 pm (Mountain Time)
11:00 – 12:00 pm (Pacific Time)
Compliance with the Bank Secrecy Act (BSA) continues to be scrutinized by regulators based on external threats. Financial institutions may struggle with how to enhance their program to align with these threats.
This BSA compliance webinar will cover the most significant controls that need to be included in your BSA program for sustaining a strong program, how BSA/AML applies to the new CARES Act Paycheck Participation Interim final rule, what non-bank financial institutions need to do to comply with the BSA before originating loans, and how FIs that already have BSA/AML compliance programs can keep up with their BSA/AML requirements, including “day-to-day” operations, during this unprecedented loan program demand.
- Required controls for BSA/AML compliance
- New guidance for financial institutions during COVID-19
- CARES Act Paycheck Participation and applicability to BSA/AML
- Sustaining your BSA/AML Program during a crisis
- This compliance webinar will include a sample BSA contingency checklist during disaster situations
Jesse R. Morton is the Southeast Forensic Services Leader for Stout's Disputes, Compliance, & Investigations group. Jesse specializes in assisting clients with all phases of the fraud and misconduct prevention, detection, response, and remediation lifecycle. Jesse has over 15 years of experience as a consultant, lawyer, accountant, investigator, and external/internal auditor. He previously worked in KPMG's Forensic practice and during law school worked for the SEC's Division of Enforcement in the Financial Fraud Task Force through the Honors Law Program.
Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.
Scott Rosenbaum is a Senior Manager in the Disputes, Compliance, & Investigations group, and is the Southeast Forensic Service Co-Leader. He has over eight years experience as a consultant, investigator, and accountant. He previously worked in KPMG’s Forensic practice and for a private think-tank providing forensic accounting, litigation, and investigation consulting services to clients in a variety of matters. Scott specializes in investigations and also performs work related to fraud risk management, regulatory compliance and monitoring, and dispute advisory/litigation assistance. Scott works closely with external counsel, in-house counsel, corporate boards, management teams, not-for-profit directors, and high net worth individuals in the context of complex commercial litigation, fraud and financial investigations, and business and partnership disputes.
1.0 CPE Credits & 1.2 AAP Credits