Dates of Event & Pricing

$295 for Webinar and Playback*

*Playback has no expiration.

  • Thursday, June 9, 2022

  • 12:00 – 1:00 pm (Eastern Time)

  • 11:00 – 12:00 pm (Central Time)

  • 10:00 – 11:00 am (Mountain Time)

  • 9:00 – 10:00 am (Pacific Time)

Curriculum

Know Your Customer (KYC) is a critical part of a strong BSA/AML compliance program. The purpose of KYC is to identify customers, counterparties, beneficial owners and others doing business with a financial institution who may pose greater money laundering, financial crime, or terrorist financing risk. Identifying what is known as “negative news” is essential in determining the potential risk of a client and also necessary when possible suspicious activity is identified. This webinar covers effective tools (some free and some not) that are available to financial institutions. The speaker shows these tools during the webinar to better reflect how financial institutions can perform negative news searches. 

 

Topics include:

  • Regulatory requirements
  • Purpose of negative news searches in your KYC and investigations
  • Types of negative news searches
  • Sample negative news searches


Who Should Attend?

  • Treasury Clients
  • Client Facing Teams
  • BSA and Fraud
  • Deposit Operations/Electronic Banking
  • Compliance Officers
  • Internal Audit
  • Information Security/Technology
  • Senior Management

Instructor

Secura Risk Management / Founder

Terri Sands

Throughout her career, Terri has served as a leader in the payments and fraud prevention industry, providing education, risk management and compliance consulting and support services geared toward the specific needs of financial organizations. Terri is an Advanced Certified Anti-Money Laundering Specialist, an At-Risk Adult Crime Specialist and an Accredited ACH Professional. Prior to founding Secura, Terri served as co-founder of Payments Information Circle (PIC), a service organization providing payments industry education, auditing, consulting, resources, and support services to financial organizations throughout the country. Prior to her work at PIC, Terri also served as the President of GACHA, a non-profit, regional payments association where she provided strategic direction for financial institutions in the payments industry. Terri began her career in payments as a Senior Analyst with the Federal Reserve Bank of Atlanta where she provided training throughout the Sixth District and served on the Federal Reserve ACH Conversion Team that consolidated ACH Services for all branch locations in the Sixth District.

Credits

1.0 CPE Credits & 1.2 AAP Credits