Wednesday, August 26, 2020
12:00 – 1:00 pm (Eastern Time)
11:00 – 12:00 pm (Central Time)
10:00 – 11:00 am (Mountain Time)
9:00 – 10:00 am (Pacific Time)
Regulators insist they don’t want you to derisk. If you decide to take on potentially or actually higher risk customers:
- What specific steps or processes are needed to appropriately manage the AML/CTF risks?
- What should the risk/benefit result look like?
- What can we learn from others who have gone before us down this path?
This compliance webinar examines the risks and requirements that banks and credit unions must address to ensure they stay within compliance with Bank Secrecy and Anti-Money Laundering regulations.
Robin Guthridge, CAMS, CRCM
Robin Guthridge has a strong background in Bank Secrecy Act (BSA) compliance, leadership, and sales management. In addition to performing BSA examinations and validations of automated surveillance monitoring systems, she provides high level consultations regarding all aspects of the BSA and assists institutions with post examination remediation and enforcement action resolution. Robin is a sought-after speaker for local, state, and national industry events and provides customized BSA and deposit compliance training solutions. Her firsthand experience working in the financial services industry allows Robin to provide meaningful insight and helpful recommendations in the areas of BSA, Title 31, and deposit compliance. Her goal is to exceed client expectations with every contact.
Kenny Douglas, CPA, CAMS, CRCM, ACTS
Kenny Douglas brings many years of experience in BSA, regulatory compliance and internal audit to his role in Wipfli's risk advisory services team. During his tenure as a Senior Regulatory Compliance Auditor at a top 20 U.S. bank, Kenny specialized in flood and HMDA compliance. He also has extensive experience in risk assessment facilitation and fair lending analysis, and provides customized training solutions to financial institutions and banking associations. Kenny has worked with unique projects related to virtual currency, marijuana banking, and international correspondent banking. He uses this broad foundational knowledge to assist clients in understanding overall risk and improving compliance and BSA systems.
1.0 CPE Credits