Curriculum

BankersHub is launching a new series of courses in 2019 to help smaller financial institutions develop, manage and measure the effectiveness and compliance associated with their internal audit programs.  This audit training and refresher series, entitled “Next Generation Audit for Financial Institutions” is broken into 3 Levels, each comprised of 2 courses:


Level One: Improving Your Current Program


Part 1 – Internal Audit Quality Assurance and Improvements (Mar 8, 12:00 – 1:00 pm ET)

Part 2 – Co-Sourcing vs. Outsourcing Internal Audit Arrangements (Mar 8, 2:00 – 3:00 pm ET)


Level Two: Risk Management for Auditors


Part 1 – Best Business Practices for Defining Risk in Auditing Financial Institutions (Mar 15, 12:00 – 1:00 pm ET)

Part 2 – Fraud and Ethics – Internal Audit Case Studies (Mar 15, 2:00 – 3:00 pm ET)


Level Three: Audit Program Measurement and Management


Part 1 – Using Data Analytics for Improving Your Internal Audit (Apr 10, 12:00 – 1:00 pm ET)

Part 2 – Building Key Performance Indicators (KPI) Dashboards for Your Audit Committee (Apr 10, 2:00 – 3:00 pm ET)

This Financial Institution Audit Program is designed for both seasoned and new auditors, as well as for others whose jobs require an in-depth understanding of internal audit best practices. Attendees have the option to register for individual webinars, packaged Levels or all six events for maximum savings.


Who Should Attend?


  • Internal Auditors and Examiners
  • Risk Managers
  • Compliance Officers
  • Senior Management and Directors
  • Financial Officers and Accountants
  • Legal Staff

Instructor

  • Bradley Carroll

    Bradley Carroll

    IIA-The Institute of Internal Auditors / Financial Services Advisory Board Member


    Bradley Carroll is a successful business leader with strong background in US GAAP, the International Professional Practices Framework for internal audit, SOX control testing, risk management, internal control evaluation and design, compliance, management, fraud investigation, banking, small business consulting, and general accounting and income tax services. Bradley was a member of select group of internal audit leaders invited in 2017 by the IIA to advocate on Capitol Hill for IIA initiatives. Featured seminar speaker on topics such as Quality Assurance and Improvement Program, Fraud, Co-Sourcing and Out-Sourcing Internal Audit, Integrating Audit Methodology into Audit Management Software. Speaker at the IIA’s Financial Services Exchange and the IIA’s All Star Conference. Invited to speak at the IIA’s 2019 International Conference.

Credits

1.0 CPE Credits & 1.2 AAP Credits