BankerCollege

The quick solutions to resolving audit and exam findings is to add another approval, verification or line to a check list.  Over time, this creates unnecessary activities and steps that we continue to do “because we have always done it that way.”

Looking at audit and exam findings from a Lean perspective, we can determine the root cause, and use process improvement tools to create an efficient process that satisfies regulatory requirements, strengthens internal controls and improves our customer’s experience.